Michael Engel

Compliance Specialist

Phone: 310.399.6397
Contact Michael Engel
Michael recently joined our team as our Compliance specialist. He brings 10 years of regulatory compliance and supervision experience including tenures at FINRA and other brokerage firms. A native of Washington DC, but lifelong nomad, Michael earned his bachelor's degree from Hawaii Pacific University in Honolulu and his master’s from Loyola University Maryland in Baltimore. He holds his Series 66, 7, 9, and 10 licenses along with a project management certificate from IO4PM. Now a resident of Los Angeles, Michael spends time out of the office bodyboarding and free diving off beaches in California and Baja. An avid extreme sports athlete, Michael is also a former motorcycle racer, motocross enthusiast, snowboarder, and licensed skydiver.